Alethea Capital Management, LLC is an SEC registered investment adviser with its principal place of business in the State of California. Alethea and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Alethea maintains clients. Alethea may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. This brochure is limited to the dissemination of general information pertaining to its investment advisory/management services. Any subsequent, direct communication by Alethea with a prospective client shall be conducted by arepresentative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Alethea, please contact Alethea or refer to the Investment Adviser Public Disclosure web site (www.adviserinfo.sec.gov).

For additional information about Alethea, including fees and services, send for our disclosure statement as set forth on Form ADV from Alethea using the contact information herein. Please read the disclosure statement carefully before you invest or send money.